Do you agree with Marc Wyatt’s view that the SEC is not looking to “take CCO scalps”?
Yes, I’m reassured by his comments and agree that recent CCO enforcement actions were down to individual failings that deserve to be punished
Maybe, I can see where the SEC is coming from but the personal pressure on CCOs is increasing due to the regulator’s actions
No, I’m concerned about the extra regulatory pressure being applied on CCOs and recent actions look like a deliberate strategy and are a worrying development
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